Jacob P. Tucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Peter Tucci was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2015. Jacob had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2017 - September 6, 2018
IIC
January 25, 2016 - April 13, 2018
AVONDALE PARTNERS, LLC
August 10, 2015 - April 13, 2018
AVONDALE PARTNERS, LLC
Primary Firm SEC Registration
IIC
CRD#: 168705 / SEC#: 801-78450
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IIC
CRD#: 168705 / SEC#: 801-78450
Contact information
SEC notice filing (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
