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Robert John Falcon

Robert John Falcon

CFP®
FALCON WEALTH MANAGERS
THORNTON, PA
·CRD# 6508801·11 years experience

Professional Summary

Robert John Falcon, CFP® is a registered financial advisor currently at FALCON WEALTH MANAGERS located in Thornton, Pennsylvania. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Robert has worked at 2 firms.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

$500K–$1M

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Business Owners & Entrepreneurs
Corporate Executives
Pre-Retirees
Retirees

Services Offered

  • Retirement Planning
  • Financial Planning
  • Education Funding
  • Tax Planning
  • Business Services
  • Investment Management

Specializations

Divorce Planning

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2018

Years of Experience

11 years in the financial services industry

Current & Past Employments

FALCON WEALTH MANAGERS·CRD# 298692
RIA
Thornton, PA
September 20, 2018 - Present
ONESOURCE RETIREMENT ADVISORS, INC.·CRD# 119848
RIA
Malvern, PA
June 15, 2015 - December 10, 2018

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Current Firm

FALCON WEALTH MANAGERS
FALCON WEALTH MANAGERS

FALCON WEALTH MANAGERS | FALCON WEALTH MANAGERS LLC

CRD#: 298692
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/20/2018 Approved)

Contact Information

Main Address

Thornton, PA

Mailing Address

P.o. Box 83, Concordville, PA 19331

Phone Number

(484) 528-0201

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

51

AUM (Assets Under Management)

$28,830,256

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Robert Falcon is currently the President of College Funding Solutions LLC where he provides assistance in calculating the net four year costs of college and estimate the debt they would incur at each of the schools on their college wish list. This activity accounts for approximately 10-15 hours per week. Robert Falcon is also the sole Proprietor of Falcon Tax Prep (an unincorporated business) where he prepares individual income tax returns. This activity accounts for 15-20 hours per week during the months of February through April each year. Falcon Tax Prep is largely dormant the remainder of the year. Robert Falcon is also an independent contractor for College Funding Services (https://ineedfinancialaid.com) where he provides college financial planning services to families that have paid a fee to College Funding Services. Falcon receives a flat fee from College Funding Services for each family to which he provides college financial planning assistance. Falcon helps to identify the net cost (after financial aid) of each college to which the family's students may apply as well as advice on how to maximize financial and merit aid.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(9/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Robert John Falcon's CRS (Customer Relationship Summary).

Services Offered by Robert

  • Retirement Planning
  • Financial Planning
  • Education Funding
  • Tax Planning
  • Business Services
  • Investment Management

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