AR
Alis L. Ramirez
NEW EDGE WEALTH
Coral Gables, FL 33134
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CRD#: 6507515
AR
Professional summary
Alis Lynn Ramirez, who also goes by Alis Lynn Valois, Alis Lynn VIdal, is a registered financial advisor currently at NEW EDGE WEALTH located in Coral Gables, Florida and NEWEDGE SECURITIES, LLC located in Coral Gables, Florida.
Alis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Alis has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alis Lynn Valois | Alis Lynn Vidal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Alis Lynn Ramirez/ 17055 NW 56th Court/ Miami-Dade/ Miami Gardens 33055/ UNited States/ Rental Property / Real Estate / Real Estate- We own a Townhouse which is rented./ Proprietor / owner /We own a Townhouse which is rented to tenants./ Receive compensation?: Yes/ Authority to make investment decisions?: Yes/ Start Date 11/1/2019 2)NewEdge Wealth, LLC, an IAR.�Sales Assistant for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.�Start Date: 01/28/2022 3.NewEdge Wealth*We are named as successor trustee on our family member's personal trusts. Not active at this time*2hrs* 4.Townhouse*Own Townhouse previously rented/currently now a rental but used by family*Yes Invest*0Hrs*8/8/19
CRS (Client Relationship Summary) - RIA
Click below to view Alis Lynn Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2022 - Present
NEW EDGE WEALTH
Office #1: 1 Alhambra Plaza Ph Floor, Coral Gables, FL 33134RIA
CRD#: 307771
Coral Gables, FL
Current
February 1, 2022 - Present
NEWEDGE SECURITIES, LLC
Office #1: 2525 Ponce De Leon Blvd Suite 1080, Coral Gables, FL 33134BD
CRD#: 10674
Coral Gables, FL
Past
December 18, 2018 - February 25, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MIAMI, FL
Past
July 18, 2016 - February 25, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
California(1/3/2023)
RR
Colorado(1/3/2023)
RR
Connecticut(1/3/2023)
RR
Delaware(1/3/2023)
RR
District of Columbia(1/3/2023)
RR
Florida(2/1/2022)
IAR
Florida(2/4/2022)
RR
Georgia(1/3/2023)
RR
Hawaii(1/2/2025)
RR
Illinois(1/3/2023)
RR
Indiana(1/3/2023)
RR
Maryland(1/3/2023)
RR
Massachusetts(1/3/2023)
RR
Michigan(1/3/2023)
RR
Minnesota(1/3/2023)
RR
New Jersey(1/3/2023)
RR
New Mexico(2/6/2025)
RR
New York(2/1/2022)
RR
North Carolina(1/3/2023)
RR
Ohio(1/3/2023)
RR
Pennsylvania(1/3/2023)
RR
Rhode Island(1/3/2023)
RR
Texas(2/1/2022)
IAR
Texas(1/3/2024)
RR
Virginia(1/3/2023)
RR
Wisconsin(2/1/2022)
RR
Wyoming(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
CRD#: 307771Coral Gables, FL 33134TRUST BUT VERIFY
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