Raphael A. Amabile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raphael Anthony Amabile was a registered financial professional .
Raphael is a previously registered financial professional and started their career in finance in 2017. Raphael had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2021 - July 27, 2021
PARSONEX ADVISORY SERVICES, INC.
February 12, 2018 - December 31, 2020
PARSONEX ADVISORY SERVICES, INC.
February 12, 2018 - April 28, 2021
PARSONEX SECURITIES, INC.
August 3, 2017 - February 13, 2018
PFS INVESTMENTS INC.
April 20, 2017 - February 13, 2018
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/25/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 174,840,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
