AB
Adam M. Brzeczek
RUTHERFORD INVESTMENT MANAGEMENT
San Francisco, CA
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CRD#: 6506936
AB
Professional summary
Adam Michael Brzeczek, who also goes by Adam M Brzeczek, is a registered financial advisor currently at RUTHERFORD INVESTMENT MANAGEMENT located in San Francisco, California.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Adam has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam M Brzeczek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Aestuary, Inc. whether the business is investment-related; Not investment related the address of the other business: 3739 Balboa Street Num 1232, San Francisco, CA 94121 the nature of the other business: Sells consumer packaged goods online your position: Executive title, or relationship with the other business: Co-founder and Co-CEO the start date of your relationship: January 2021 the approximate number of hours/month you devote to the other business: 80 hours the number of hours you devote (per week) to the other business during securities trading hours: 8 hours per week during trading hours and briefly describe your duties relating to the other business: Involved in evaluating strategic decisions related to new business and operations.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Michael Brzeczek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2024 - Present
RUTHERFORD INVESTMENT MANAGEMENT
RIA
CRD#: 167545
San Francisco, CA
Past
August 15, 2016 - July 16, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PALO ALTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUTHERFORD INVESTMENT MANAGEMENT
RUTHERFORD INVESTMENT MANAGEMENT | WD RUTHERFORD LLC
CRD#: 167545 / SEC#: 801-117368
RIA
Registered Investment Advisory firm - (9/20/2019 Approved)Oregon
Registered Investment Advisory firm - (10/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/31/2024)
IAR
Idaho(6/11/2025)
IAR
Oregon(5/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RI
RUTHERFORD INVESTMENT MANAGEMENT
RUTHERFORD INVESTMENT MANAGEMENT | WD RUTHERFORD LLC
CRD#: 167545 / SEC#: 801-117368
RIA
Registered Investment Advisory firm - (9/20/2019 Approved)Oregon
Registered Investment Advisory firm - (10/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10300 Sw Greenburg Road Suite 115, Portland, OR 97223
Mailing Address
Phone number
(503) 452-1210
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 216,353,445 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
