Sara R. Antos
Professional summary
Sara Rosalyn Cao Antos, who also goes by Sara R Antos, Sara Rosalyn Cao Antos, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Irvine, California.
Sara is registered as a RR (Registered Representative) and started their career in finance in 2017. Sara has worked at 3 firms and has passed the Series 63, Series 7, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sara Rosalyn Cao Antos's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 18101 Von Karman Suite 1100, Irvine, CA 92612June 5, 2018 - December 2, 2024
TPG CAPITAL BD, LLC
August 15, 2017 - May 16, 2018
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2025)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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