Riley J. Thoubboron

FPFOCO

Bend, OR

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CRD#: 6506221

Professional summary

Riley John Thoubboron, CFP®, who also goes by Riley Thoubboron, is a registered financial advisor currently at FPFOCO located in Bend, Oregon.

Riley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Riley has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Riley Thoubboron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley John Thoubboron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 19, 2023 - Present

FPFOCO

RIA

CRD#: 283890

Bend, OR

Past

January 4, 2021 - December 15, 2023

THE MILLSTONE EVANS GROUP, LLC

RIA

CRD#: 311142

BOULDER, CO

Past

December 4, 2019 - December 31, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOULDER, CO

Past

December 4, 2019 - December 31, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BOULDER, CO

Past

October 8, 2018 - October 24, 2019

EQUITY SERVICES, INC.

RIA

CRD#: 265

MONTPELIER, VT

Past

October 8, 2016 - October 24, 2019

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FPFOCO

FINANCIAL PLANNING FORT COLLINS | FPFOCO | FORT COLLINS TAX SERVICE, LLC | FINANCIAL PLANNING FORT COLLINS, LLC

CRD#: 283890 / SEC#: 801-130854

RIA

Registered Investment Advisory firm - (8/2/2024 Approved)

California

Registered Investment Advisory firm - (9/2/2024 Terminated)

Colorado

Registered Investment Advisory firm - (8/5/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (8/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/19/2023)

IAR

Colorado
(12/19/2023)

IAR

Louisiana
(12/19/2023)

IAR

Oregon
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2017

General Securities Principal Examination

Current Firm

FPFOCO

FINANCIAL PLANNING FORT COLLINS | FPFOCO | FORT COLLINS TAX SERVICE, LLC | FINANCIAL PLANNING FORT COLLINS, LLC

CRD#: 283890 / SEC#: 801-130854

RIA

Registered Investment Advisory firm - (8/2/2024 Approved)

California

Registered Investment Advisory firm - (9/2/2024 Terminated)

Colorado

Registered Investment Advisory firm - (8/5/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (8/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/3/2024 Terminated)

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Contact information

Main Address

375 E. Horsetooth Rd. Bldg. 3, Ste. 203, Fort Collins, CO 80525-3197

Mailing Address

Phone number

(970) 225-0504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B (10/20/2025)

Regulatory assets under management

Total Number of Accounts	436
AUM (Assets Under Management)	$ 109,992,216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Riley J. Thoubboron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley John Thoubboron's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE MILLSTONE EVANS GROUP, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

FPFOCO

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2016

Series 24

Date: 12/1/2017

Current Firm

FPFOCO

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FPFOCO

TRUST BUT VERIFY

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