Matthew Hague
GUIDE WEALTH MANAGEMENT
New York, NY
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CRD#: 6505461
Professional summary
Matthew Hague, CFP® is a registered financial advisor currently at GUIDE WEALTH MANAGEMENT located in New York, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Matthew has worked at 1 firm and has passed the Series 65 exam.
Biography
Matthew Hague is a Certified Financial Planner™ and Enrolled Agent.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Small Business Planning
Tax Planning
Employee and Employer Plan Ben...
Investment Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Guide Tax Management
12 Noswall Pk Rd
Putnam Valley NY 10579
Tax business. 30% of time during January through April 15th, approximately half during and half outside of securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Hague's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 13, 2016 - Present
GUIDE WEALTH MANAGEMENT
RIA
CRD#: 264788
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GUIDE WEALTH MANAGEMENT
GUIDE WEALTH MANAGEMENT | GUIDE WEALTH MANAGEMENT LLC
CRD#: 264788 / SEC#: 801-129937
RIA
Registered Investment Advisory firm - (4/22/2024 Approved)District of Columbia
Registered Investment Advisory firm - (12/11/2020 Terminated)Massachusetts
Registered Investment Advisory firm - (4/23/2024 Terminated)New York
Registered Investment Advisory firm - (4/23/2024 Terminated)Texas
Registered Investment Advisory firm - (4/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/14/2023)
IAR
New York(2/12/2021)
IAR
Texas(4/13/2016)
Current Firm
GUIDE WEALTH MANAGEMENT
GUIDE WEALTH MANAGEMENT | GUIDE WEALTH MANAGEMENT LLC
CRD#: 264788 / SEC#: 801-129937
RIA
Registered Investment Advisory firm - (4/22/2024 Approved)District of Columbia
Registered Investment Advisory firm - (12/11/2020 Terminated)Massachusetts
Registered Investment Advisory firm - (4/23/2024 Terminated)New York
Registered Investment Advisory firm - (4/23/2024 Terminated)Texas
Registered Investment Advisory firm - (4/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Putnam Valley, NY
Mailing Address
Phone number
(646) 450-1001
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 168 |
| AUM (Assets Under Management) | $ 32,257,157 |
Red Flags
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