William Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Miller, who also goes by William Robert Miller, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2017. William had worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2023 - April 18, 2023
SEVERIN INVESTMENTS LLC
December 10, 2018 - September 8, 2020
WELLS FARGO SECURITIES, LLC
October 16, 2017 - October 29, 2018
WELLS FARGO CLEARING SERVICES, LLC
September 18, 2017 - October 29, 2018
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
SEVERIN INVESTMENTS LLC
CRD#: 166567 / SEC#: 801-118181
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEVERIN INVESTMENTS LLC
CRD#: 166567 / SEC#: 801-118181
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 127,648,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
