AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MZ

Ming Zhao

ATOMIC VAULTS SECURITIES
Delray Beach, FL 33446
Some features on this profile are disabled
CRD#: 6505155
MZ

Professional summary

Ming Zhao is a registered financial professional currently at ATOMIC VAULTS SECURITIES, LLC located in Delray Beach, Florida.

Ming is registered as a RR (Registered Representative) and started their career in finance in 2023. Ming has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ming Zhao's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2023 - Present

ATOMIC VAULTS SECURITIES, LLC

Office #1: 9736 Rennes Ln, Delray Beach, FL 33446
BD
CRD#: 317194
Delray Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 7/3/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/30/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AV
ATOMIC VAULTS SECURITIES, LLC
ATOMIC VAULTS SECURITIES, LLC | OLYMPUS MONS SECURITIES, LLC

CRD#: 317194 / SEC#: , 8-70868

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9736 Rennes Ln, Delray Beach, FL 33446
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
(203) 535-2052
Established
Delaware since 09/30/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATOMIC VAULTS INCSOLE MEMBER
BASKETT, ERINSECURITIES PRINCIPAL AND POO4538604
BASKETT, ERINCHIEF COMPLIANCE OFFICER4538604
SLOAN NOWAK, JACQUELINE LEEFINOP, PFO2717305
SMITH, LISA LPRINCIPAL/ CEO2691076
ZHAO, MINGGLOBAL CEO AND DIRECTOR6505155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATOMIC VAULTS SECURITIES, LLC

CRD#: 317194Delray Beach, FL 33446

TRUST BUT VERIFY

Monitor Ming Zhao

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
ED
Edgar DuranAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
RR
West Palm Beach, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics