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Francis J Scandale

Francis J Scandale

Financial Consultant
CRD# 6504892·Registered 2015 - 2025
Previously Registered: Being a previously registered professional could mean that Francis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Francis J Scandale, who also goes by Francis John Scandale, Francis Scandale, Frank Scandale Jr., Frank Scandale, Frank John Scandale, Frankie John Scandale, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 2015 - 2025. Francis had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Biography

Frank works with High-Net Worth individuals, corporate executives, and business leaders to help them grow and preserve their wealth, in an effort to achieve financial security. He understands the complexities and pressures they face, and helps them effectively manage their financial picture as their priorities and goals evolve over time. He brings a highly engaging perspective that sets his practice apart and has demonstrated the highest level of client service.

Other Aliases

Francis John Scandale, Francis Scandale, Frank Scandale Jr., Frank Scandale, Frank John Scandale, Frankie John Scandale

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
New York, NY
September 27, 2025 - October 16, 2025
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
New York, NY
March 31, 2025 - May 23, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
New York, NY
March 23, 2022 - March 31, 2025
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
New York, NY
March 16, 2022 - May 23, 2025
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
January 27, 2016 - February 18, 2022
MORGAN STANLEY·CRD# 149777
BD
New York, NY
January 13, 2016 - February 18, 2022
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
August 10, 2015 - November 18, 2015

Education

Trinity College

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Public Policy and Law, Bachelor of Arts (BA)

Public Policy and Law, Bachelor of Arts (BA)

2015

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Current Firm

PA
PERSHING ADVISOR SOLUTIONS LLC

BNY WEALTH SOLUTIONS | PERSHING TRADING COMPANY, L.P. | PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671 / SEC#: 8-47425
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Pershing Plaza, Jersey City, NJ 07399

Mailing Address

One Pershing Plaza, Jersey City, NJ 07399

Phone Number

(201) 413-2000

Established

Delaware since 09/08/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAS HOLDINGS LLCHOLDING COMPANY—
CROWLEY, JAMES THOMASCHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER1087182
DAVID, ERIC CIMARRONPRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER3132045
HARRISON, BENJAMIN WARDBOARD MEMBER, HEAD OF THE BUSINESS3121159
KERRIGAN, DONNA LBOARD MEMBER8082390
LAHUTA, EVAN L.BOARD MEMBER4350166
MUTTERER, FRANK PAULCHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)2088419
WEISS, NINA KATECHIEF COMPLIANCE OFFICER (CCO)2642331

Disclosures

Regulatory Event

17

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OBA-106853|OrgNmn:Touchdown Career Consulting|Org Addr:Manhattan,New York,US|OBA Nature:Providing mentoring and profes|Invst Rel:N|Title:Mentor|Duties:Providing mentorship for international college students in the US |StrtDt:02-01-25|TotHrs/mon:3|TrdHrs/mon:0|

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Francis J Scandale
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