Francis J. Scandale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis J Scandale JR., who also goes by Francis John Scandale, Francis Scandale, Frank Scandale Jr., Frank Scandale, Frank John Scandale, Frankie John Scandale, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2015. Francis had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Trinity College
Bachelor of Arts (BA) - Public Policy and Law
2015
Experience
September 27, 2025 - October 16, 2025
PERSHING ADVISOR SOLUTIONS LLC
March 31, 2025 - May 23, 2025
STRATEGIC ADVISERS LLC
March 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 16, 2022 - May 23, 2025
FIDELITY BROKERAGE SERVICES LLC
January 27, 2016 - February 18, 2022
MORGAN STANLEY
January 13, 2016 - February 18, 2022
MORGAN STANLEY
August 10, 2015 - November 18, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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