Augustine J. Demeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Augustine Joseph Demeo, who also goes by Gus Demeo, was a registered financial professional .
Augustine is a previously registered financial professional and started their career in finance in 1970. Augustine had worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2011 - October 11, 2017
CROSS POINT CAPITAL LLC
February 9, 2011 - March 3, 2011
SGMA CAPITAL MARKETS LIMITED
September 22, 1993 - January 11, 2007
TCW FUNDS DISTRIBUTORS LLC
June 5, 1991 - October 1, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 2, 1988 - June 26, 1991
CIGNA CAPITAL BROKERAGE, INC.
July 29, 1986 - June 14, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 28, 1986 - June 10, 1986
ALEX. BROWN & SONS INCORPORATED
November 30, 1982 - February 19, 1986
CONNING & COMPANY
July 28, 1975 - July 7, 1979
ALEX. BROWN & SONS INCORPORATED
November 10, 1970 - August 10, 1975
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 4/16/1969
General Securities Principal ExaminationSeries 1
Date: 4/16/1969
Registered Representative ExaminationCurrent Firm
CROSS POINT CAPITAL LLC
CRD#: 136223 / SEC#: , 8-66989
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
