Delford P. Mccallister

3CM CAPITAL MANAGEMENT

North Canton, OH

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CRD#: 6504730

Professional summary

Delford Paul Mccallister II, who also goes by Delford Paul Mccallister, Del P Mccallister II, Delford Mccallister, is a registered financial advisor currently at 3CM CAPITAL MANAGEMENT, LLC located in North Canton, Ohio.

Delford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Delford has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Delford Paul Mccallister | Del P Mccallister Ii | Delford Mccallister

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

3CM Insurance Group, L.L.C.; Owner/ Agent; Investment related: Yes; 9379 Pheasant Valley Ave NW North Canton, Ohio; Providing family protective insurance products, such as Life and Health, Annuities, Long Term Care Insurance.; All responsibilities of running Insurance Business; 2021-05-21; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 20;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delford Paul Mccallister II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2020 - Present

3CM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 306733

North Canton, OH

Past

November 9, 2018 - March 16, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CANTON, OH

Past

November 9, 2018 - March 16, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CANTON, OH

Past

November 25, 2015 - November 14, 2018

EDWARD JONES

RIA

CRD#: 250

CANTON, OH

Past

August 17, 2015 - November 14, 2018

EDWARD JONES

CRD#: 250

CANTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2015

General Securities Representative Examination

Current Firm

3CM CAPITAL MANAGEMENT, LLC

CRD#: 306733 / SEC#:

Ohio

Registered Investment Advisory firm - (3/17/2020 Approved)

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Contact information

Main Address

North Canton, OH

Mailing Address

Po Box 2671, North Canton, OH 44720

Phone number

(330) 331-9799

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Delford P. Mccallister

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delford Paul Mccallister II's CRS (Customer Relationship Summary).

Certified licenses

Experience

3CM CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2015

Current Firm

3CM CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

3CM CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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