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Christopher Steven Gautier

CIMA®
AMERICAN BEACON ADVISORS
IRVING, TX
·CRD# 6504667·11 years experience

Professional Summary

Christopher Steven Gautier, CIMA®, who also goes by Christopher Steven Gautier, Christopher Gautier, is a registered financial advisor currently at AMERICAN BEACON ADVISORS, INC. located in Irving, Texas and NOMURA CAPITAL MANAGEMENT LLC located in Philadelphia, Pennsylvania. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Steven Gautier, Christopher Gautier

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

11 years in the financial services industry

Current & Past Employments

AMERICAN BEACON ADVISORS, INC.·CRD# 105552
RIA
220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500
February 23, 2018 - Present
NOMURA CAPITAL MANAGEMENT LLC·CRD# 324417
RIA
1. 610 Market St 100 Independence, Philadelphia, PA 191062. 309 West 49th Street, New York, NY 100193. Frisco, TX
October 1, 2026 - Present
DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
610 Market St 100 Independence, Philadelphia, PA 19106
April 21, 2026 - Present
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST·CRD# 105390
RIA
Philadelphia, PA
April 21, 2026 - October 9, 2026
CX INSTITUTIONAL, LLC·CRD# 292627
RIA
Plano, TX
September 4, 2024 - April 9, 2026
RESOLUTE INVESTMENT DISTRIBUTORS, INC.·CRD# 287788
BD
Irving`, TX
February 28, 2018 - August 30, 2024
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Irving, TX
February 6, 2018 - February 28, 2018
NEXPOINT SECURITIES, INC.·CRD# 165013
BD
Dallas, TX
September 28, 2016 - January 2, 2018
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Westlake, TX
March 9, 2016 - October 13, 2016
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
July 10, 2015 - October 12, 2016

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Current Firm

AB
AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT | AMERICAN BEACON PARTNERS

CRD#: 105552 / SEC#: 801-29198
RIA
Registered Investment Advisory firm - SEC (3/10/1987 Approved)
Montana
Registered Investment Advisory firm - Montana (5/7/2004 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500

Phone Number

(817) 391-6100

# of Employees

121

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

AMERICAN BEACON ADVISORS FORM ADV PART 2A (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

65

AUM (Assets Under Management)

$59,930,253,237

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Providing sales activities for Resolute Investment Services, Inc. which is an affiliate of Resolute Investment Distributors, Inc.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AB
AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT | AMERICAN BEACON PARTNERS

CRD#: 105552 / SEC#: 801-29198
RIA
Registered Investment Advisory firm - SEC (3/10/1987 Approved)
Montana
Registered Investment Advisory firm - Montana (5/7/2004 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Mexico
(5/22/2026)
RR
Pennsylvania
(4/21/2026)
IAR
Pennsylvania
(10/1/2026)
IAR
Texas
(2/23/2018)
RR
Texas
(4/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Steven Gautier's CRS (Customer Relationship Summary).

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