JL
John T. Lund
RIA ADVISORY GROUP
DES MOINES, IA 50309
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CRD#: 6504480
JL
Professional summary
John T Lund, CFP®, who also goes by John Tayib Lund, is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Des Moines, Iowa.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Tayib Lund
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Behavioral Health Specialists- N- Norfolk, NE- Behavioral health organization- Treasurer- 02/2016- 4- 0- Serve on the Board of Directors as Treasurer. 2. Norfolk Country Club- N- Norfolk, NE- Golf and country club- Vice President of Board of Directors- 03/2018- 4- 0- Serve on the Board of Directors as Vice President. 3. Renewed Hope Christian Community- N- Norfolk, NE- Church- Treasurer- 11/2017- 5- 0- Serve as Treasurer of the church. 4. Insurance License- Y- Norfolk, NE- Licensed to sell insurance products- Agent/Producer- 05/2024- 4- 0- Licensed to sell insurance individually. 5. Norfolk Catholic Schools Foundation- N- Norfolk, NE- School foundation- Secretary- 08/2024- 1- 0- Serve on the Board of Directors as Treasurer for the foundation.
CRS (Client Relationship Summary) - RIA
Click below to view John T Lund's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 14, 2025 - Present
RIA ADVISORY GROUP, LLC
Office #1: 500 Sw 7th Street Suite 204, Des Moines, IA 50309RIA
CRD#: 152566
DES MOINES, IA
Past
May 16, 2023 - June 27, 2025
BFC PLANNING, INC.
RIA
CRD#: 119682
NORFOLK, NE
Past
March 1, 2023 - June 27, 2025
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Norfolk, NE
Past
October 25, 2022 - March 1, 2023
GARNETT INVESTMENT STRATEGIES
RIA
CRD#: 282370
Norfolk, NE
Past
February 25, 2020 - July 2, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
NORFOLK, NE
Past
February 24, 2020 - July 2, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
NORFOLK, NE
Past
August 20, 2015 - February 24, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
NORFOLK, NE
Past
July 9, 2015 - February 24, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NORFOLK, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(7/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 7th Street Suite 204, Des Moines, IA 50309
Mailing Address
Phone number
(515) 965-8588
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RIA ADVISORY GROUP, LLC
CRD#: 152566Des Moines, IA 50309TRUST BUT VERIFY
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