Jei Wook Moon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jei Wook Moon, who also goes by Jason Moon, Jay Moon, was a registered financial professional .
Jei Wook is a previously registered financial professional and started their career in finance in 2015. Jei Wook had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2022 - October 17, 2023
INCENTRUM SECURITIES, LLC
June 7, 2016 - May 1, 2019
EDGEMONT CAPITAL PARTNERS, L.P.
July 27, 2015 - June 14, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 5/13/2022
Investment Banking Registered Representative ExaminationCurrent Firm
INCENTRUM SECURITIES, LLC
CRD#: 288831 / SEC#: , 8-69961
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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