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NL

Nicolas L'ecuyer

GIVERNY CAPITAL
Montreal, H2Y 2J7
Some features on this profile are disabled
CRD#: 6504100
NL

Professional summary

Nicolas L'ecuyer is a registered financial advisor currently at GIVERNY CAPITAL and GIVERNY CAPITAL ADVISORS located in Princeton, New Jersey.

Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nicolas has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas L'ecuyer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2016 - Present

GIVERNY CAPITAL

Office #1: 759, Square-victoria Street, Suite 105, Montreal, H2Y 2J7
RIA
CRD#: 130640
Montreal,
Current

March 22, 2016 - Present

GIVERNY CAPITAL ADVISORS

Office #1: 182 Nassau Street Suite 201, Princeton, NJ 08542
RIA
CRD#: 150123
PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GIVERNY CAPITAL
GIVERNY CAPITAL | GIVERNY CAPITAL INC.

CRD#: 130640 / SEC#: 801-62943

RIA
Registered Investment Advisory firm - (4/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/3/2016)
IAR
Texas
(6/30/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/9/2016
Uniform Investment Adviser Law Examination

Current Firm

GC
GIVERNY CAPITAL
GIVERNY CAPITAL | GIVERNY CAPITAL INC.

CRD#: 130640 / SEC#: 801-62943

RIA
Registered Investment Advisory firm - (4/6/2004 Approved)
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Contact information

Main Address
759, Square-victoria Street, Suite 105, Montreal, H2Y 2J7
Mailing Address
Phone number
(514) 842-5589
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 GIVERNY CAPITAL 2024 (12/24/2024)

Regulatory assets under management

Total Number of Accounts4,563
AUM (Assets Under Management)$ 2,465,103,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GIVERNY CAPITAL

CRD#: 130640Montreal, H2Y 2J7

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