Nathan W. Morrell

JOHN-LUKE FINANCIAL

The Woodlands, TX 77380

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CRD#: 6503786

Professional summary

Nathan William Morrell, who also goes by Nate Morrell, is a registered financial advisor currently at JOHN-LUKE FINANCIAL, LLC located in The Woodlands, Texas.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Morrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/20/2015 - LIL GIANTS LLC/ REAL ESTATE RENTAL/ 10%/ THE WOODLANDS, TX 2. 12/13/2017 - National Life Group - Investment Related - 10 West Main St. Fincastle VA 24090 - Non-Variable Insurance - Agent - Start Date 01/01/2018 - 1 Hours Per Month/0 During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan William Morrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2020 - Present

JOHN-LUKE FINANCIAL, LLC

Office #1: 2219 Sawdust Rd Suite 203, The Woodlands, TX 77380

RIA

CRD#: 288252

The Woodlands, TX

Past

March 27, 2019 - May 5, 2020

COMPASS CAPITAL INVESTMENTS LLC

RIA

CRD#: 291911

FINCASTLE, VA

Past

November 17, 2015 - January 31, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

THE WOODLANDS, TX

Past

November 16, 2015 - January 31, 2019

LPL FINANCIAL LLC

CRD#: 6413

THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(6/14/2024)

IAR

Texas
(8/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2015

General Securities Representative Examination

Current Firm

JOHN-LUKE FINANCIAL, LLC

JOHN-LUKE FINANCIAL, LLC | MLDL HOLDINGS LLC

CRD#: 288252 / SEC#:

Nebraska

Registered Investment Advisory firm - (8/7/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2017 Approved)

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Contact information

Main Address

2219 Sawdust Rd Suite 203, The Woodlands, TX 77380

Mailing Address

Phone number

(281) 292-5900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	590
AUM (Assets Under Management)	$ 82,968,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan W. Morrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan William Morrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN-LUKE FINANCIAL, LLC

COMPASS CAPITAL INVESTMENTS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2015

Current Firm

JOHN-LUKE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN-LUKE FINANCIAL, LLC

TRUST BUT VERIFY

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