Andrew L. Angerbauer

CAPITA FINANCIAL NETWORK

DRAPER, UT 84020

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CRD#: 6503771

Professional summary

Andrew Lincoln Angerbauer, CFP®, who also goes by Andrew Lincoln Angerbauer, Andrew Angerbauer, is a registered financial advisor currently at CAPITA FINANCIAL NETWORK, LLC located in Draper, Utah.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Lincoln Angerbauer | Andrew Angerbauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lincoln Angerbauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

August 16, 2024 - Present

CAPITA FINANCIAL NETWORK, LLC

Office #1: 14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020

RIA

CRD#: 290558

DRAPER, UT

Past

January 10, 2024 - August 13, 2024

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

August 21, 2020 - June 3, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

August 13, 2020 - June 3, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

February 21, 2017 - November 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY, UT

Past

December 19, 2016 - November 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITA FINANCIAL NETWORK, LLC

CRD#: 290558 / SEC#: 801-112411

RIA

Registered Investment Advisory firm - (2/8/2018 Approved)

Louisiana

Registered Investment Advisory firm - (2/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2016

General Securities Representative Examination

Current Firm

CAPITA FINANCIAL NETWORK, LLC

CRD#: 290558 / SEC#: 801-112411

RIA

Registered Investment Advisory firm - (2/8/2018 Approved)

Louisiana

Registered Investment Advisory firm - (2/8/2025 Approved)

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Contact information

Main Address

14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020

Mailing Address

Phone number

(801) 566-5058

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2025) (3/12/2025)

Regulatory assets under management

Total Number of Accounts	5,991
AUM (Assets Under Management)	$ 1,849,625,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew L. Angerbauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lincoln Angerbauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADP BROKER-DEALER, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAPITA FINANCIAL NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2016

Current Firm

CAPITA FINANCIAL NETWORK, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITA FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

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