Braden F. Osten

NDVR

BOSTON, MA 02109

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CRD#: 6503718

Professional summary

Braden Farley Osten, CFP®, who also goes by Brad Osten, is a registered financial advisor currently at NDVR located in Boston, Massachusetts.

Braden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Braden has worked at 3 firms and has passed the Series 66, Series 7TO, Series 31, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Osten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Farley Osten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 11, 2022 - Present

NDVR

Office #1: 75 State Street Suite 100, Boston, MA 02109

RIA

CRD#: 310602

BOSTON, MA

Past

July 1, 2019 - January 5, 2022

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

Washington, DC

Past

September 7, 2016 - January 5, 2022

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NDVR

NDVR | NDVR, INC.

CRD#: 310602 / SEC#: 801-120289

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/31/2024)

IAR

Connecticut
(1/18/2023)

IAR

Florida
(2/22/2023)

IAR

Illinois
(10/31/2024)

IAR

Maryland
(10/31/2024)

IAR

Massachusetts
(1/11/2022)

IAR

New York
(10/31/2024)

IAR

Texas
(2/9/2022)

IAR

Virginia
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/21/2024

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 7/15/2019

Futures Managed Funds Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2016

General Securities Representative Examination

Current Firm

NDVR

NDVR | NDVR, INC.

CRD#: 310602 / SEC#: 801-120289

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

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Contact information

Main Address

75 State Street Suite 100, Boston, MA 02109

Mailing Address

Phone number

(857) 326-6992

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NDVR PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	345
AUM (Assets Under Management)	$ 203,828,690

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
08/23/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Braden F. Osten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Farley Osten's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

NDVR

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2019

Series 7TO

Date: 3/21/2024

Series 31

Date: 7/15/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2016

Current Firm

NDVR

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NDVR

TRUST BUT VERIFY

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