Connor D. Gannucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connor Danielle Gannucci was a registered financial professional .
Connor is a previously registered financial professional and started their career in finance in 2019. Connor had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2019 - December 31, 2020
MONACO CAPITAL MANAGEMENT, LLC
May 20, 2019 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/20/2019
General Securities Representative ExaminationCurrent Firm
MONACO CAPITAL MANAGEMENT, LLC
CRD#: 130174 / SEC#: 801-118695
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,045 |
| AUM (Assets Under Management) | $ 171,862,563 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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