Austin J. Boots

LUKAS TOTAL WEALTH

North Little Rock, AR 72113

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CRD#: 6503135

Professional summary

Austin Joshua Eldon Boots, who also goes by Austin Boots, is a registered financial advisor currently at LUKAS TOTAL WEALTH located in North Little Rock, Arkansas.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Austin has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Boots

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name: Boots Family LLC, Inv Rel: Y Addr: @ Residential address on file, Nature: owner of LLC, Position: President, Start: 09/01/2022, No Hr/Mo: 0 No Hr/Mo Dur Trading:0. Duties: Owner, LLC was created to manage compensation, obtain limited liability and provide tax benefits. Life/Health/Disability Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Joshua Eldon Boots's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2024 - Present

LUKAS TOTAL WEALTH

Office #1: 9792 Maumelle Blvd, North Little Rock, AR 72113

RIA

CRD#: 281513

North Little Rock, AR

Past

August 24, 2023 - March 26, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LITTLE ROCK, AR

Past

May 18, 2020 - March 26, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

LITTLE ROCK, AR

Past

October 30, 2015 - May 28, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(9/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/30/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LUKAS TOTAL WEALTH

DAVID LUKAS FINANCIAL | LUKAS TOTAL WEALTH | INFINITE FINANCIAL SOLUTIONS, LLC

CRD#: 281513 / SEC#:

Arkansas

Registered Investment Advisory firm - (1/19/2016 Approved)

Louisiana

Registered Investment Advisory firm - (1/9/2025 Approved)

Texas

Registered Investment Advisory firm - (2/5/2024 Conditional Restricted)

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Contact information

Main Address

9792 Maumelle Blvd, North Little Rock, AR 72113

Mailing Address

Phone number

(501) 218-8880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 71,808,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin J. Boots

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Joshua Eldon Boots's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUKAS TOTAL WEALTH

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2023

Series 63

Date: 3/19/2016

SIE

Date: 10/1/2018

Series 6

Date: 10/30/2015

Current Firm

LUKAS TOTAL WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LUKAS TOTAL WEALTH

TRUST BUT VERIFY

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