Thomas Henry Stapleton
Professional Summary
Thomas Henry Stapleton, who also goes by Thomas Henry Stapleton Jr., Thomas Stapleton, Tommy Henry Stapleton, Tommy Stapleton, is a registered financial advisor currently at VAN CLEMENS WEALTH MANAGEMENT, LLC located in Smyrna, Georgia and VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Thomas has worked at 6 firms and has passed the...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Henry Stapleton Jr., Thomas Stapleton, Tommy Henry Stapleton, Tommy Stapleton
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | QUANTUM RETIREMENT ADVISORS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | HAWKS NEST PRIVATE WEALTH | GLOBAL ORIGIN FINANCIAL ADVISORS | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
Contact Information
Main Address
900 2nd Avenue South Suite 1500, Minneapolis, MN 55402Phone Number
(612) 758-9140# of Employees
28SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,589AUM (Assets Under Management)
$470,383,471Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | QUANTUM RETIREMENT ADVISORS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | HAWKS NEST PRIVATE WEALTH | GLOBAL ORIGIN FINANCIAL ADVISORS | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
State Registrations and Notice Filings
(5/21/2026)
(5/21/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2020About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Henry Stapleton's CRS (Customer Relationship Summary).
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