Walter P. Frank
Professional summary
Walter Phillip Frank, who also goes by Walter Frank, is a registered financial professional currently at INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.
Walter is registered as a RR (Registered Representative) and started their career in finance in 2017. Walter has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Phillip Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2025 - Present
INVICTA CAPITAL LLC
Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139September 28, 2020 - May 14, 2021
CHICKASAW CAPITAL MANAGEMENT, LLC
April 23, 2020 - May 14, 2021
CHICKASAW SECURITIES, LLC
July 27, 2018 - March 26, 2020
WELLS FARGO SECURITIES, LLC
August 7, 2017 - July 12, 2018
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2025)
Exams
Series 79TO
Date: 3/4/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/22/2020
General Securities Representative ExaminationFINRA
Current Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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