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WF

Walter P. Frank

CAPITAL CONNECT
VERO BEACH, FL 32963
Some features on this profile are disabled
CRD#: 6502901
WF
Walter Phillip FrankCAPITAL CONNECT

Professional summary

Walter Phillip Frank, who also goes by Walter Frank, is a registered financial professional currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida.

Walter is registered as a RR (Registered Representative) and started their career in finance in 2017. Walter has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.

Aliases

Walter Frank

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Walter Phillip Frank's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2026 - Present

CAPITAL CONNECT, LLC

Office #1: 191 Silver Moss Drive, Vero Beach, FL 32963
BD
CRD#: 329399
VERO BEACH, FL
Past

August 21, 2025 - September 14, 2026

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

September 28, 2020 - May 14, 2021

CHICKASAW CAPITAL MANAGEMENT, LLC

RIA
CRD#: 127398
MEMPHIS, TN
Past

April 23, 2020 - May 14, 2021

CHICKASAW SECURITIES, LLC

BD
CRD#: 128711
MEMPHIS, TN
Past

July 27, 2018 - March 26, 2020

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

August 7, 2017 - July 12, 2018

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/28/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 8/13/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 5/19/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 8/21/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 3/4/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 9/22/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Status Unavailable
Passed: 8/7/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAPITAL CONNECT, LLC
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
191 Silver Moss Drive, Vero Beach, FL 32963
Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963
Phone number
(646) 265-2400
Established
Wyoming since 10/18/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
CARTER, ANA ROUMENOVACFO/FINOP4424794

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CONNECT, LLC

CRD#: 329399Vero Beach, FL 32963

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