Walter Phillip Frank
Professional Summary
Walter Phillip Frank, who also goes by Walter Frank, is a registered financial advisor currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida. Walter is registered as a RR (Registered Representative) and started their career in finance in 2017. Walter has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Walter Frank
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC
Contact Information
Main Address
191 Silver Moss Drive, Vero Beach, FL 32963Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963Phone Number
(646) 265-2400Established
Wyoming since 10/18/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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SEQUOIA FINANCIAL GROUP, L.L.C.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/28/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2025About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Aug 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Walter Phillip Frank's CRS (Customer Relationship Summary).
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MORGAN STANLEY
SEQUOIA FINANCIAL GROUP, L.L.C.
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