Julia C. Francis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Clair Francis, who also goes by Julia Francis, Julia Clair Johnson, Julia Johnson, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2017. Julia had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2024 - June 16, 2025
GATEWAY FINANCIAL
March 1, 2024 - August 12, 2024
APOLLON WEALTH MANAGEMENT, LLC
October 28, 2021 - March 16, 2022
MML INVESTORS SERVICES, LLC
June 4, 2018 - November 7, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
November 18, 2017 - May 23, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GATEWAY FINANCIAL
CRD#: 306078 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 40,779,491 |
Red Flags
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