TH
Thomas J. Hoare
HINES PRIVATE WEALTH SOLUTIONS LLC
New York, NY 10014
Some features on this profile are disabled
CRD#: 6501460
TH
Professional summary
Thomas James Hoare, who also goes by Tom Hoare, is a registered financial professional currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2015. Thomas has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tom Hoare
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CrowdStreet Inc. which is the parent company of CrowdStreet Capital (broker-dealer) and CrowdStreet Advisors (investment advisory). 07/2018-Present. Austin, TX. 2) CrowdStreet Advisors, investment related, Austin TX, investor Relations Manager, 07/2018-Present. 3) Bluetown Engineering LTD. (Construction/Engineering Firm) - Director, 03/2023-Present, 0 hours per month, Sheerness, UK.
CRS (Client Relationship Summary) - BD
Click below to view Thomas James Hoare's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2023 - Present
HINES PRIVATE WEALTH SOLUTIONS LLC
Office #1: 345 Hudson Street 12th Floor, New York, NY 10014BD
CRD#: 128145
New York, NY
Past
October 13, 2022 - June 16, 2023
CROWDSTREET ADVISORS, LLC
RIA
CRD#: 299176
Portland, OR
Past
May 2, 2022 - June 16, 2023
CROWDSTREET CAPITAL LLC
BD
CRD#: 312762
NEW YORK, NY
Past
July 10, 2020 - October 10, 2022
CROWDSTREET ADVISORS, LLC
RIA
CRD#: 299176
Portland, OR
Past
August 15, 2016 - July 13, 2018
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
July 28, 2015 - April 27, 2016
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
PORTLAND, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2023)
RR
Alaska(8/7/2023)
RR
Arizona(7/26/2023)
RR
Arkansas(7/21/2023)
RR
California(7/14/2023)
RR
Colorado(7/14/2023)
RR
Connecticut(7/17/2023)
RR
Delaware(7/26/2023)
RR
District of Columbia(7/25/2023)
RR
Florida(7/14/2023)
RR
Georgia(7/17/2023)
RR
Hawaii(7/20/2023)
RR
Idaho(7/14/2023)
RR
Illinois(7/19/2023)
RR
Indiana(7/20/2023)
RR
Iowa(7/17/2023)
RR
Kansas(7/14/2023)
RR
Kentucky(7/17/2023)
RR
Louisiana(7/14/2023)
RR
Maine(7/14/2023)
RR
Maryland(7/17/2023)
RR
Massachusetts(7/14/2023)
RR
Michigan(7/17/2023)
RR
Minnesota(7/14/2023)
RR
Mississippi(7/14/2023)
RR
Missouri(7/14/2023)
RR
Montana(7/14/2023)
RR
Nebraska(7/13/2023)
RR
Nevada(7/19/2023)
RR
New Hampshire(7/14/2023)
RR
New Jersey(7/14/2023)
RR
New Mexico(7/14/2023)
RR
New York(7/15/2023)
RR
North Carolina(7/14/2023)
RR
North Dakota(7/17/2023)
RR
Ohio(7/14/2023)
RR
Oklahoma(7/17/2023)
RR
Oregon(7/13/2023)
RR
Pennsylvania(7/14/2023)
RR
Puerto Rico(7/17/2023)
RR
Rhode Island(7/18/2023)
RR
South Carolina(7/17/2023)
RR
South Dakota(7/21/2023)
RR
Tennessee(1/8/2024)
RR
Texas(7/13/2023)
RR
Utah(7/14/2023)
RR
Vermont(7/18/2023)
RR
Virginia(7/14/2023)
RR
Washington(7/18/2023)
RR
West Virginia(7/17/2023)
RR
Wisconsin(7/17/2023)
RR
Wyoming(7/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HP
HINES PRIVATE WEALTH SOLUTIONS LLC
HINES PRIVATE WEALTH SOLUTIONS LLC | HINES SECURITIES, INC. | HINES REAL ESTATE SECURITIES, INC. | HINES REAL ESTATE INVESTMENTS, INC.
CRD#: 128145 / SEC#: , 8-66096
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
845 Texas Avenue Suite 3300, Houston, TX 77002
Mailing Address
845 Texas Avenue Suite 3300, Houston, TX 77002
Phone number
(888) 446-3773
Established
Delaware since 03/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HINES RETAIL SECURITIES LLC | OWNER | |
| CARUSO, JOHN ARMOND | MANAGING DIRECTOR, MANAGER | 5524146 |
| FERRARO, PAUL JAMES | SENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO | 2479671 |
| FOGG, RICHARD MATTHEW JR | MANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER | 2669807 |
| HILL, LERONICA CARRIETTA | CHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY | 4936282 |
| HUSSEIN, SHAUN R | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5193143 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
