Corey A. Gragg

ELK RIVER WEALTH MANAGEMENT LLC

Cottleville, MO

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CRD#: 6501279

Professional summary

Corey Alan Gragg, CFP® is a registered financial advisor currently at ELK RIVER WEALTH MANAGEMENT LLC located in Cottleville, Missouri.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Corey has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Alan Gragg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 17, 2020 - Present

ELK RIVER WEALTH MANAGEMENT LLC

RIA

CRD#: 307263

Cottleville, MO

Past

June 29, 2018 - November 2, 2020

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

RIA

CRD#: 290043

LEAWOOD, KS

Past

June 27, 2015 - November 2, 2020

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

LEAWOOD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELK RIVER WEALTH MANAGEMENT LLC

CRD#: 307263 / SEC#: 801-118102

RIA

Registered Investment Advisory firm - (2/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/17/2020)

IAR

Missouri
(11/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/5/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/27/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELK RIVER WEALTH MANAGEMENT LLC

CRD#: 307263 / SEC#: 801-118102

RIA

Registered Investment Advisory firm - (2/27/2020 Approved)

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Contact information

Main Address

250 Fillmore Street Suite 425, Denver, CO 80206

Mailing Address

Phone number

(720) 310-3275

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELK RIVER DISCLOSURE BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	744
AUM (Assets Under Management)	$ 905,278,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Corey A. Gragg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Alan Gragg's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

ELK RIVER WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2017

Series 6

Date: 6/27/2015

Current Firm

ELK RIVER WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELK RIVER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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