Lance C. Ludwig

KINGDOM FINANCIAL

South Bend, IN

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CRD#: 6500567

Professional summary

Lance Christian Ludwig, CFP®, who also goes by Lance Ludwig, is a registered financial advisor currently at KINGDOM FINANCIAL located in South Bend, Indiana.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Lance has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lance Ludwig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Since 5/15/2017, has worked as a tax preparer at KFG Tax & Business Services, non investment related company, tax preparation firm, located at 6910 N. Main St., Building 16, Unit 41, Granger, IN. 46530. Duties include preparing tax returns. Spend approximately 40 hours per month at this 2.) Since 5/15/2017, has worked as an insurance agent at KFG Insurance Agency, non investment related company, insurance sales firm, located at 6910 N. Main St., Building 16, Unit 41, Granger, IN. 46530. Duties include providing support for the sale and service of insurance products. Spend approximately 18 hours per month at this business, 13 during security trading hours. 3) Since 12/17/2007, have worked at Korhorn Financial Group, Inc, investment related, located at 6910 N. Main Street, Building 16 Unit 41, Granger, IN 46530. Parent company of Insurance, Tax and RIA LLCs. Position: employee and duties include assisting in the running of day to day operations, 180 hours spent per month, 140 hours spent per month during security trading hours. 4) Since 1/1/21, have been part of the Finance Team for Gospel Community Church, non-investment related, located at 1677 Reliance Rd, Goshen, IN 46526. Duties include helping to maintain Quickbooks, oversee spending decisions and manage incoming donations. Spend approximately 8 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Christian Ludwig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 2, 2023 - Present

KINGDOM FINANCIAL

RIA

CRD#: 328544

South Bend, IN

Past

January 7, 2022 - August 14, 2023

KORHORN FINANCIAL GROUP

RIA

CRD#: 128606

GRANGER, IN

Past

November 30, 2018 - September 7, 2022

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Granger, IN

Past

June 7, 2017 - December 31, 2021

KORHORN FINANCIAL GROUP

RIA

CRD#: 128606

GRANGER, IN

Past

July 27, 2016 - May 25, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ST CHARLES, IL

Past

July 27, 2016 - May 25, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

ST. CHARLES, IL

Past

July 24, 2015 - July 21, 2016

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

PINGREE GROVE, IL

Past

July 1, 2015 - July 21, 2016

INVESTMENT PLANNERS, INC.

CRD#: 18557

PINGREE GROVE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2015

General Securities Representative Examination

Current Firm

KINGDOM FINANCIAL

KINGDOM FINANCIAL | KINGDOM FINANCIAL, LLC

CRD#: 328544 / SEC#:

Indiana

Registered Investment Advisory firm - (10/2/2023 Approved)

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Contact information

Main Address

South Bend, IN

Mailing Address

Phone number

(574) 850-5000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 6,313,241

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance C. Ludwig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Christian Ludwig's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGDOM FINANCIAL

KORHORN FINANCIAL GROUP

SILVER OAK SECURITIES, INCORPORATED

KORHORN FINANCIAL GROUP

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2015

SIE

Date: 5/25/2017

Series 7

Date: 7/1/2015

Current Firm

KINGDOM FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KINGDOM FINANCIAL

TRUST BUT VERIFY

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