Susan Liu
Professional summary
Susan Liu, who also goes by Susan Yue Liu, Yue Liu, was a registered financial advisor .
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Susan had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2026 - Present
May 14, 2019 - May 29, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2019 - May 29, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 8, 2017 - February 26, 2018
SCOTTRADE, INC.
October 9, 2017 - October 12, 2018
TD AMERITRADE, INC.
April 25, 2016 - November 8, 2017
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/21/2026)
Exams
What does exam status mean?
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
