Spencer A. Wilmes

BISON FINANCIAL GROUP

Creve Coeur, MO 63141

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CRD#: 6500130

Professional summary

Spencer Anthony Wilmes is a registered financial advisor currently at BISON FINANCIAL GROUP, LLC located in Creve Coeur, Missouri.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Spencer has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT-RELATED; MISSOURI; INSURANCE AGENT; START DATE: 6/2022; APPROXIMATELY 5 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Anthony Wilmes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2023 - Present

BISON FINANCIAL GROUP, LLC

Office #1: 12645 Olive Boulevard Suite 229, Creve Coeur, MO 63141

RIA

CRD#: 325190

Creve Coeur, MO

Past

July 27, 2022 - January 23, 2023

THE WORLEY BANKS GROUP, LLC

RIA

CRD#: 306890

CREVE COEUR, MO

Past

July 2, 2021 - April 12, 2022

PINNACLE FAMILY ADVISORS, LLC

RIA

CRD#: 145628

SPRINGFIELD, MO

Past

June 4, 2018 - June 30, 2021

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Creve Coeur, MO

Past

July 19, 2017 - October 19, 2021

RFG ADVISORY, LLC

RIA

CRD#: 158401

Creve Coeur, MO

Past

February 16, 2017 - June 8, 2018

LPL FINANCIAL LLC

CRD#: 6413

CREVE COEUR, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/9/2025)

IAR

Missouri
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2017

General Securities Representative Examination

Current Firm

BISON FINANCIAL GROUP, LLC

CRD#: 325190 / SEC#:

Illinois

Registered Investment Advisory firm - (1/7/2025 Approved)

Missouri

Registered Investment Advisory firm - (4/14/2023 Approved)

Texas

Registered Investment Advisory firm - (2/15/2024 Conditional Restricted)

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Contact information

Main Address

12645 Olive Boulevard Suite 229, Creve Coeur, MO 63141

Mailing Address

Phone number

(314) 949-5595

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 71,338,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Spencer A. Wilmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Anthony Wilmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON FINANCIAL GROUP, LLC

THE WORLEY BANKS GROUP, LLC

PINNACLE FAMILY ADVISORS, LLC

PRIVATE CLIENT SERVICES, LLC

RFG ADVISORY, LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2017

Current Firm

BISON FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BISON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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