Samuel P. Gagne

GRANITE HARBOR ADVISORS | Financial Consultant

Houston, TX 77064

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CRD#: 6500038

Professional summary

Samuel Paul Gagne, who also goes by Samuel P Gagne, Samuel Paul Gagne, is a registered financial advisor currently at GRANITE HARBOR ADVISORS, INC. located in Houston, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Samuel has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

I partner with clients by helping them build a comprehensive financial plan to prepare for and transition into retirement years. My approach includes understanding each client's unique circumstances. to implement financial strategies, with a primary goal to allow them to save, grow, distribute, and transfer their assets. The real value I strive to give them, is peace of mind in their retirement plan. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel P Gagne | Samuel Paul Gagne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Paul Gagne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Elmira College

Political Science - Political Science

2014

Experience

Current

October 14, 2025 - Present

GRANITE HARBOR ADVISORS, INC.

Office #1: 10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064

RIA

CRD#: 179523

Houston, TX

Past

March 31, 2025 - October 15, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SPRING, TX

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

FRIENDSWOOD, TX

Past

January 3, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

THE WOODLANDS, TX

Past

July 8, 2015 - October 15, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

FRIENDSWOOD, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANITE HARBOR ADVISORS, INC.

CRD#: 179523 / SEC#: 801-110558

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

Texas

Registered Investment Advisory firm - (6/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/15/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2015

General Securities Representative Examination

Current Firm

GRANITE HARBOR ADVISORS, INC.

CRD#: 179523 / SEC#: 801-110558

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

Texas

Registered Investment Advisory firm - (6/6/2017 Terminated)

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Contact information

Main Address

10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064

Mailing Address

Phone number

(832) 461-0789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/27/2026)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (1/27/2026)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 561,382,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Samuel P. Gagne

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Paul Gagne's CRS (Customer Relationship Summary).

Certified licenses

Education

Elmira College

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

GRANITE HARBOR ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2017

Series 63

Date: 7/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2015

Current Firm

GRANITE HARBOR ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANITE HARBOR ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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