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JS

John H. Sanford

SANFORD & COMPANY, CHARTERED
Las Vegas, NV 89106
Some features on this profile are disabled
CRD#: 6499753
JS

Professional summary

John Heath Sanford, who also goes by Heath Sanford, is a registered financial advisor currently at SANFORD & COMPANY, CHARTERED located in Las Vegas, Nevada.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Heath Sanford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Heath Sanford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2019 - Present

SANFORD & COMPANY, CHARTERED

Office #1: 801 South Rancho Drive Suite B-1, Las Vegas, NV 89106
RIA
CRD#: 301476
Las Vegas, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(7/17/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/28/2019
Uniform Investment Adviser Law Examination

Current Firm

S&
SANFORD & COMPANY, CHARTERED
SANFORD & COMPANY, CHARTERED

CRD#: 301476 / SEC#:

Nevada
Registered Investment Advisory firm - (7/17/2019 Approved)
PREMIUM
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Contact information

Main Address
801 South Rancho Drive Suite B-1, Las Vegas, NV 89106
Mailing Address
Phone number
+1 (702) 382-1141
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANFORD & COMPANY, CHARTERED

CRD#: 301476Las Vegas, NV 89106

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