John H. Sanford

SANFORD & COMPANY, CHARTERED

Las Vegas, NV 89106

Some features on this profile are disabled

CRD#: 6499753

Professional summary

John Heath Sanford, who also goes by Heath Sanford, is a registered financial advisor currently at SANFORD & COMPANY, CHARTERED located in Las Vegas, Nevada.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heath Sanford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since December 2013, Mr. John H. Sanford has been employed as an accountant for Sanford & Company, Chartered. Sanford & Company, Chartered is an accounting firm located at 801 So. Rancho Dr., Suite B-1, Las Vegas, Nevada 89106. Mr. Sanford spends approximately 40 hours per week performing accounting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Heath Sanford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2019 - Present

SANFORD & COMPANY, CHARTERED

Office #1: 801 South Rancho Drive Suite B-1, Las Vegas, NV 89106

RIA

CRD#: 301476

Las Vegas, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(7/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2019

Uniform Investment Adviser Law Examination

Current Firm

SANFORD & COMPANY, CHARTERED

CRD#: 301476 / SEC#:

Nevada

Registered Investment Advisory firm - (7/17/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

801 South Rancho Drive Suite B-1, Las Vegas, NV 89106

Mailing Address

Phone number

+1 (702) 382-1141

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Las Vegas, NV

Kenneth Young

TRANSAMERICA FINANCIAL ADVISORS, LLC

IAR

Las Vegas, NV

Jodie Cohen-potter

LPL FINANCIAL LLC

IAR

LAS VEGAS, NV

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John H. Sanford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Heath Sanford's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD & COMPANY, CHARTERED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2019

Current Firm

SANFORD & COMPANY, CHARTERED

Contact information

Documents

Red Flags

Company Information

SANFORD & COMPANY, CHARTERED

TRUST BUT VERIFY

Similar Advisors