Evan A. Henderson

N.E.W. ADVISORY SERVICES

Appleton, WI 54911

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CRD#: 6499700

Professional summary

Evan Arthur Henderson, CFP® is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in Appleton, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.

Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Evan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: NORTHRIGHT FINANCIAL LLC located at branch location-40 HOURS PER WEEK. 2) RIA-NEW ADVISORY SERVICES LLC-IAR. 3) Independent Rep with various insurance carriers for FIXED INSURANCE business. 4) HORIZON WEALTH MANAGEMENTLLC-OWNER. 5) MAGELLAN RESEARCH GROUP-CONSULTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Arthur Henderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 24, 2019 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 100 W Lawrence St Suite 415, Appleton, WI 54911Office #2: 1365 North Road Suite J, Green Bay, WI 54313

RIA

CRD#: 290405

Appleton, WI

Current

January 4, 2019 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 100 W Lawrence St Suite 415, Appleton, WI 54911

RIA

CRD#: 120894

Appleton, WI

Past

September 26, 2017 - December 5, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(1/4/2019)

IAR

Wisconsin
(2/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

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Contact information

Main Address

2200 Dickinson Road Unit 17a, De Pere, WI 54115

Mailing Address

Phone number

(920) 712-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	8,245
AUM (Assets Under Management)	$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Evan A. Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Arthur Henderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

N.E.W. ADVISORY SERVICES, LLC

GENEOS WEALTH MANAGEMENT, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

N.E.W. ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2017

SIE

Date: 12/5/2017

Series 7

Date: 9/26/2017

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N.E.W. ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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