AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JE

Jeffery D. Ekberg

BROOKLANDS CAPITAL STRATEGIES BD, LP
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 6499537
JE

Professional summary


Jeffery David Ekberg is a registered financial professional currently at BROOKLANDS CAPITAL STRATEGIES BD, LP located in San Francisco, California.

Jeffery is registered as a RR (Registered Representative) and started their career in finance in 2016. Jeffery has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffery David Ekberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 10, 2017 - Present

BROOKLANDS CAPITAL STRATEGIES BD, LP

Office #1: 1170 Gorgas Avenue, San Francisco, CA 94129
BD
CRD#: 281951
San Francisco, CA
Past

August 15, 2016 - June 28, 2019

RAPID GP LIMITED

RIA
CRD#: 273031
FORT WORTH, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BC
BROOKLANDS CAPITAL STRATEGIES BD, LP
BROOKLANDS CAPITAL STRATEGIES BD, L.P. | BROOKLANDS CAPITAL STRATEGIES BD, LP | BROOKLANDS CAPITAL STRATEGIES BD, LLC

CRD#: 281951 / SEC#: , 8-69696

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1170 Gorgas Avenue, San Francisco, CA 94129
Mailing Address
1170 Gorgas Avenue, San Francisco, CA 94129
Phone number
(415) 438-1200
Established
Delaware since 01/12/2016
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BROOKLANDS CAPITAL STRATEGIES MANAGEMENT, L.P.LIMITED PARTNER
BROOKLANDS CAPITAL STRATEGIES (GP), LLCGENERAL PARTNER
CARROLL, DANIEL ASHTONMANAGING PARTNER1549544
DEMAYO, JILL ELLENCHIEF COMPLIANCE OFFICER2843305
EKBERG, JEFFERY DAVIDFINOP6499537
MCMILLAN, PETER HAMILCEO & MANAGING PARTNER1148731

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROOKLANDS CAPITAL STRATEGIES BD, LP

CRD#: 281951San Francisco, CA 94129

TRUST BUT VERIFY

Monitor Jeffery Ekberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics