Emy A. Tice
WT WEALTH MANAGEMENT
Flagstaff, AZ 86001
Some features on this profile are disabled
CRD#: 6499262
Professional summary
Emy Annette Tice, CFP® is a registered financial advisor currently at WT WEALTH MANAGEMENT, LLC located in Flagstaff, Arizona.
Emy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Emy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NORTHERN ARIZONA UNIVERSITY, 1200 S BEAVER STREET, FLAGSTAFF, ARIZONA 86011; NOT INVESTMENT RELATED; TEACHING PROFESSOR OF FINANCE, 8/2024; TEACHING ROLES WITH NAU SINCE JANUARY 1995. HOURS DEVOTED PER MONTH 170; 14 HOURS PER WEEK DURING TRADING HOURS. COURSE AND SYLLABUS DEVELOPMENT, COURSE PREPARATION, CLASS LECTURES, GRADING, GRADER SUPERVISION, FINANCE AREA COUNCIL COORDINATOR. 2) GREATER FLAGSTAFF CHAMBER OF COMMERCE, NOT INVESTMENT RELATED, COMMITTEE MEMBER, 8/2009, 2 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Emy Annette Tice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 4, 2018 - Present
WT WEALTH MANAGEMENT, LLC
Office #1: 813 North Beaver Street, Flagstaff, AZ 86001RIA
CRD#: 169566
Flagstaff, AZ
Past
August 7, 2015 - March 16, 2018
FOUR PEAKS WEALTH MANAGEMENT, LLC
RIA
CRD#: 165891
FLAGSTAFF, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WT WEALTH MANAGEMENT, LLC
WT WEALTH MANAGEMENT, LLC
CRD#: 169566 / SEC#: 801-112701
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)Arizona
Registered Investment Advisory firm - (12/13/2018 Terminated)California
Registered Investment Advisory firm - (12/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (1/11/2019 Terminated)New York
Registered Investment Advisory firm - (12/13/2018 Terminated)Washington
Registered Investment Advisory firm - (12/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/4/2018)
IAR
California(11/30/2021)
IAR
Colorado(5/28/2025)
IAR
Florida(1/17/2024)
IAR
Oregon(12/7/2022)
IAR
Texas(12/7/2022)
IAR
Virginia(5/28/2025)
IAR
Washington(12/7/2022)
Current Firm
WW
WT WEALTH MANAGEMENT, LLC
WT WEALTH MANAGEMENT, LLC
CRD#: 169566 / SEC#: 801-112701
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)Arizona
Registered Investment Advisory firm - (12/13/2018 Terminated)California
Registered Investment Advisory firm - (12/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (1/11/2019 Terminated)New York
Registered Investment Advisory firm - (12/13/2018 Terminated)Washington
Registered Investment Advisory firm - (12/20/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
20865 North 90th Place Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(800) 825-0616
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,594 |
| AUM (Assets Under Management) | $ 385,243,993 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
