Robert C. Hapanowicz
HAPANOWICZ FINANCIAL | Founder & President | Wealth Advisor
PITTSBURGH, PA 15220
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CRD#: 6499160
Professional summary
Robert Charles Hapanowicz, AIF® is a registered financial advisor currently at HAPANOWICZ FINANCIAL located in Pittsburgh, Pennsylvania and LPL FINANCIAL LLC located in Pittsburgh, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Bobby is a Wealth Advisor at H&A. He works in investment analysis and is responsible for investment strategy operations, as well as portfolio trading. Bobby enjoys the opportunity to get to know clients on a more personal level through working with fellow advisors in the financial planning process for clients.
Through this work, Bobby has come to believe that the right planning process can be empowering in one’s pursuit of their life goals.
Bobby has spent the entirety of his post-graduate career at H&A. While in college, he spent three summers working part-time as an associate of the firm, performing office administration and client service-related duties.
Bobby is a licensed advisor and maintains FINRA Series 7 and 66 securities registrations. Bobby holds a Bachelor of Arts in Managerial Economics, with a concentration in Communication Arts, from Allegheny College.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/4/2018 - H&A Investment and Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/08/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
2. 9/11/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H & A Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Start Date: 08/08/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative services thru Hapanowicz & Associates Financial Services Inc., an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading.
4. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading.
5. 4/30/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: H&A Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading.
6. 5/14/2019 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/01/2019 - 150 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Charles Hapanowicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 26, 2019 - Present
HAPANOWICZ FINANCIAL
Office #1: Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220RIA
CRD#: 157523
PITTSBURGH, PA
Current
March 15, 2019 - Present
LPL FINANCIAL LLC
Office #1: 681 Andersen Dr, Ste 100 Foster Plaza 6, Pittsburgh, PA 15220RIA
BD
CRD#: 6413
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HAPANOWICZ FINANCIAL
H & A RETIREMENT ADVISORS | HAPANOWICZ FINANCIAL | HAPANOWICZ AND ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ AND ASSOCIATES | HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT | HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ & ASSOCIATES | HAPANOWICZ | H&A WEALTH MANAGEMENT | H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS | H&A WEALTH | H&A INVESTMENT MANAGEMENT AND WEALTH ADVISORS | H&A INVESTMENT AND WEALTH ADVISORS | H & A WEALTH ADVISORS
CRD#: 157523 / SEC#: 801-72352
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(3/15/2019)
IAR
Pennsylvania(3/26/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HAPANOWICZ FINANCIAL
H & A RETIREMENT ADVISORS | HAPANOWICZ FINANCIAL | HAPANOWICZ AND ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ AND ASSOCIATES | HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT | HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ & ASSOCIATES | HAPANOWICZ | H&A WEALTH MANAGEMENT | H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS | H&A WEALTH | H&A INVESTMENT MANAGEMENT AND WEALTH ADVISORS | H&A INVESTMENT AND WEALTH ADVISORS | H & A WEALTH ADVISORS
CRD#: 157523 / SEC#: 801-72352
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220
Mailing Address
Phone number
(412) 261-5966
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 926 |
| AUM (Assets Under Management) | $ 574,669,714 |
Red Flags
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Company Information
HAPANOWICZ FINANCIAL
Founder & President | Wealth AdvisorCRD#: 157523Pittsburgh, PA 15220TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
