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Amer Delic

CRD# 6497643·Registered 2017 - 2022
Previously Registered: Being a previously registered professional could mean that Amer is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amer Delic was a registered financial advisor. Amer was a previously registered financial professional and started their career in finance 2017 - 2022. Amer had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

DISRUPTIVE SECURITIES·CRD# 299155
BD
Austin, TX
December 17, 2021 - March 2, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Austin, TX
June 20, 2017 - July 13, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Austin, TX
April 25, 2017 - July 13, 2021

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Current Firm

DS
DISRUPTIVE SECURITIES

DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC

CRD#: 299155 / SEC#: 8-70241
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001

Mailing Address

369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001

Phone Number

(973) 650-4385

Established

Delaware since 09/24/2018

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DTA MASTER, LLCSOLE MEMBER—
EDWARDS, MILES JOSHUACHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2040332
SILVESTRO, MICHELE ANNFINANCIAL AND OPERATIONS PRINCIPAL6960939

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2017About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2015About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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