Katie E. Conant
Professional summary
Katie Elizabeth Conant, who also goes by Katie Conant, Katie Elizabeth Dunn, Katie Dunn, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Merrimack, New Hampshire.
Katie is registered as a RR (Registered Representative) and started their career in finance in 2015. Katie has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katie Elizabeth Conant's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054January 30, 2025 - February 11, 2025
FIDELITY BROKERAGE SERVICES LLC
March 31, 2022 - December 17, 2024
FIDELITY BROKERAGE SERVICES LLC
May 11, 2016 - June 14, 2021
FIDELITY BROKERAGE SERVICES LLC
June 18, 2015 - February 1, 2016
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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