Aaron Sweere

ALLIANZ LIFE FINANCIAL SERVICES

Minneapolis, MN 55416

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CRD#: 6497376

Professional summary

Aaron Sweere, who also goes by Aaron M Sweere, Aaron Michael Sweere, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2015. Aaron has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aaron M Sweere | Aaron Michael Sweere

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/12/2022 - Trustone Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/23/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Sweere's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416

CRD#: 612

Minneapolis, MN

Past

April 5, 2024 - December 20, 2024

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

South Bend, IN

Past

April 4, 2024 - December 20, 2024

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

April 19, 2023 - March 2, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Minneapolis, MN

Past

April 19, 2023 - March 2, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Minneapolis, MN

Past

August 26, 2021 - May 1, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMINGTON, MN

Past

August 26, 2021 - May 1, 2023

LPL FINANCIAL LLC

CRD#: 6413

BLOOMINGTON, MN

Past

December 16, 2019 - August 2, 2021

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

April 24, 2019 - December 9, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ST PAUL, MN

Past

April 23, 2019 - December 9, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ST PAUL, MN

Past

January 23, 2019 - April 30, 2019

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SAINT PAUL, MN

Past

January 22, 2019 - April 30, 2019

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

November 18, 2016 - January 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TUSCALOOSA, AL

Past

November 18, 2016 - January 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TUSCALOOSA, AL

Past

August 4, 2016 - October 26, 2016

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Tuscaloosa, AL

Past

August 3, 2016 - October 26, 2016

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Tuscaloosa, AL

Past

August 7, 2015 - June 14, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

FAIRHOPE, AL

Past

June 29, 2015 - June 14, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

FAIRHOPE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(1/28/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416-1297

Mailing Address

P O Box 1117, Minneapolis, MN 55440-1117

Phone number

(763) 765-6500

Established

Minnesota since 11/20/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA	OWNER
DIAN, MATTHEW CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2246088
GAUMOND, WILLIAM EDWARD	DIRECTOR	5294073
HELMEN, JOHN CURTIS	ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS	4988276
LORD-KRAHN, KRISTINE MARIE	CHIEF LEGAL OFFICER	4241291
THOMES, ERIC JON	CHIEF EXECUTIVE OFFICER	4645308
WALTHER, COREY JAY	PRESIDENT	2398952
WYSOCKI, REBECCA	PRINCIPAL FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	CHIEF FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	PRINCIPAL OPERATIONS OFFICER	6558204

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron Sweere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Sweere's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2015

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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