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TH

Thomas Hanna

FARTHER
Riverside, CA
Some features on this profile are disabled
CRD#: 6497148
TH

Professional summary

Thomas Hanna, who also goes by Thomas Hanna, Thomas M Hanna, Tom Hanna, is a registered financial advisor currently at FARTHER located in Riverside, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Hanna | Thomas M Hanna | Tom Hanna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Hanna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2024 - Present

FARTHER

RIA
CRD#: 302050
Riverside, CA
Past

April 4, 2024 - May 14, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WEST COVINA, CA
Past

April 4, 2024 - May 14, 2024

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
West Covina, CA
Past

May 17, 2023 - February 27, 2024

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Phoenix, AZ
Past

July 16, 2021 - May 17, 2023

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Phoenix, AZ
Past

July 16, 2021 - February 27, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ
Past

February 12, 2019 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
San Mateo, CA
Past

February 12, 2019 - January 11, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN MATEO, CA
Past

February 12, 2019 - January 11, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN MATEO, CA
Past

September 14, 2017 - February 21, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
Carmichael, CA
Past

September 14, 2017 - February 21, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Carmichael, CA
Past

August 24, 2016 - May 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LAKE ELSINORE, CA
Past

August 24, 2016 - May 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LAKE ELSINORE, CA
Past

September 18, 2015 - January 28, 2016

OSAIC SERVICES, INC.

RIA
CRD#: 133763
ONTARIO, CA
Past

September 18, 2015 - January 28, 2016

OSAIC SERVICES, INC.

BD
CRD#: 133763
ONTARIO, CA
Past

July 10, 2015 - August 14, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PICO RIVERA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
BELLINGHAM CAPITAL MANAGEMENT | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | NORTH SISTER WEALTH | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FORTRESS WEALTH MANAGEMENT, INC. | FARTHER FINANCE ADVISORS, LLC | FARTHER | CROOKED TREE CAPITAL ADVISORS

CRD#: 302050 / SEC#: 801-116721

RIA
Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/15/2024)
IAR
Texas
(5/14/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2015
General Securities Representative Examination

Current Firm

FA
FARTHER
BELLINGHAM CAPITAL MANAGEMENT | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | NORTH SISTER WEALTH | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FORTRESS WEALTH MANAGEMENT, INC. | FARTHER FINANCE ADVISORS, LLC | FARTHER | CROOKED TREE CAPITAL ADVISORS

CRD#: 302050 / SEC#: 801-116721

RIA
Registered Investment Advisory firm - (7/19/2019 Approved)
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Contact information

Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)
FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts24,245
AUM (Assets Under Management)$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARTHER

CRD#: 302050Riverside, CA

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