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Mark J. Bloomlee

ANCHOR CAPITAL
Aliso Viejo, CA 92656
Some features on this profile are disabled
CRD#: 6497147
MB

Professional summary

Mark James Bloomlee, who also goes by Mark James Bloom, is a registered financial advisor currently at ANCHOR CAPITAL located in Aliso Viejo, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mark has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark James Bloom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Bloomlee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2016 - Present

ANCHOR CAPITAL

Office #1: 15 Enterprise Suite 450, Aliso Viejo, CA 92656
RIA
CRD#: 123543
Aliso Viejo, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ANCHOR CAPITAL
ANCHOR CAPITAL | ANCHOR RESEARCH, LLC | ANCHOR CAPITAL MANAGEMENT GROUP, INC.

CRD#: 123543 / SEC#: 801-61643

RIA
Registered Investment Advisory firm - (11/29/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/3/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/8/2014
Uniform Investment Adviser Law Examination

Current Firm

AC
ANCHOR CAPITAL
ANCHOR CAPITAL | ANCHOR RESEARCH, LLC | ANCHOR CAPITAL MANAGEMENT GROUP, INC.

CRD#: 123543 / SEC#: 801-61643

RIA
Registered Investment Advisory firm - (11/29/2002 Approved)
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Contact information

Main Address
15 Enterprise Suite 450, Aliso Viejo, CA 92656
Mailing Address
Phone number
(800) 290-8633
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCOVERY BROCHURE 2024 (3/25/2025)

Regulatory assets under management

Total Number of Accounts33
AUM (Assets Under Management)$ 309,644,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANCHOR CAPITAL

CRD#: 123543Aliso Viejo, CA 92656

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