Timothy W. Hicks

HICKS FINANCIAL PARTNERS

Southern Pines, NC 28387

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CRD#: 6496702

Professional summary

Timothy Wayne Hicks, CFP®, who also goes by Tim Hicks, is a registered financial advisor currently at HICKS FINANCIAL PARTNERS, LLC located in Southern Pines, North Carolina.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Timothy has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Core Areas of Focus

Fixed Fee (Subscription

Retainer

etc.)

Investment Advice with Ongoing Management

Investment Advice without Ongoing Management

Medical Professionals

Middle Income Client Needs

Retirement Plan Investment Advice

Question & Answer

What are your service offerings?

Education Planning

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Estate Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Tim Hicks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wayne Hicks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 2, 2022 - Present

HICKS FINANCIAL PARTNERS, LLC

Office #1: 225 N. Bennett Street, Suite G, Southern Pines, NC 28387

RIA

CRD#: 317831

Southern Pines, NC

Past

June 25, 2018 - February 2, 2022

CGN ADVISORS, LLC

RIA

CRD#: 159359

SOUTHERN PINES, NC

Past

June 7, 2017 - June 25, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SOUTHERN PINES, NC

Past

June 7, 2017 - June 25, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SOUTHERN PINES, NC

Past

June 13, 2016 - June 6, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Pinehurst, NC

Past

June 13, 2016 - June 6, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

Pinehurst, NC

Past

January 22, 2016 - June 7, 2016

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

PINEHURST, NC

Past

January 22, 2016 - June 7, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

PINEHURST, NC

Past

August 17, 2015 - November 11, 2015

HORACE MANN INVESTORS, INC.

CRD#: 11643

SOUTHERN PINES, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/9/2026)

IAR

North Carolina
(2/2/2022)

IAR

South Carolina
(4/11/2022)

IAR

Texas
(10/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/4/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/17/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HICKS FINANCIAL PARTNERS, LLC

CRD#: 317831 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/9/2026 Approved)

North Carolina

Registered Investment Advisory firm - (2/2/2022 Approved)

South Carolina

Registered Investment Advisory firm - (4/11/2022 Approved)

Texas

Registered Investment Advisory firm - (10/12/2022 Conditional Restricted)

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Contact information

Main Address

225 N. Bennett Street, Suite G, Southern Pines, NC 28387

Mailing Address

Phone number

(877) 921-6478

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	229
AUM (Assets Under Management)	$ 35,382,494

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy W. Hicks

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wayne Hicks's CRS (Customer Relationship Summary).

Certified licenses

Experience

HICKS FINANCIAL PARTNERS, LLC

CGN ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

HORACE MANN INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2015

Series 65

Date: 3/4/2015

SIE

Date: 6/25/2018

Series 7

Date: 8/9/2016

Series 6

Date: 8/17/2015

Current Firm

HICKS FINANCIAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HICKS FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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