Kay J. Blackwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kay Julia Blackwell, who also goes by Kay Julia Rosenberg, was a registered financial professional .
Kay is a previously registered financial professional and started their career in finance in 2015. Kay had worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2015 - July 7, 2017
MVISION PRIVATE EQUITY ADVISERS USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MVISION PRIVATE EQUITY ADVISERS USA LLC
CRD#: 122242 / SEC#: , 8-65479
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MVISION PRIVATE EQUITY ADVISERS LIMITED | MEMBER | |
| GUEN, MOUNIR | CHIEF EXECUTIVE OFFICER, MANAGER, CCO | 4576504 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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