Benjamin R. Brown
ENTELECHY
Rockville, MD
Some features on this profile are disabled
CRD#: 6496654
Professional summary
Benjamin Robert Brown, CFP® is a registered financial advisor currently at ENTELECHY located in Rockville, Maryland.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Benjamin has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Insurance Planning
Estate Planning
Tax Planning
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Retirement Planning
Do you have an area of expertise or specialization?
AUM
Fixed Fee (Subscription, Retai...
Investment Advice with Ongoing...
Investment Advice without Ongo...
Retirement Plan Investment Adv...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Robert Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
January 12, 2017 - Present
ENTELECHY
RIA
CRD#: 285776
Rockville, MD
Past
July 13, 2015 - January 3, 2017
FOCUS WEALTH MANAGEMENT, LTD.
RIA
CRD#: 116836
MIDDLEBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENTELECHY
ENTELECHY | ENTELECHY LLC
CRD#: 285776 / SEC#: 801-130684
RIA
Registered Investment Advisory firm - (7/12/2024 Approved)District of Columbia
Registered Investment Advisory firm - (8/8/2024 Terminated)Maryland
Registered Investment Advisory firm - (9/19/2024 Terminated)Texas
Registered Investment Advisory firm - (12/31/2019 Terminated)Virginia
Registered Investment Advisory firm - (8/14/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(2/24/2017)
Current Firm
ENTELECHY
ENTELECHY | ENTELECHY LLC
CRD#: 285776 / SEC#: 801-130684
RIA
Registered Investment Advisory firm - (7/12/2024 Approved)District of Columbia
Registered Investment Advisory firm - (8/8/2024 Terminated)Maryland
Registered Investment Advisory firm - (9/19/2024 Terminated)Texas
Registered Investment Advisory firm - (12/31/2019 Terminated)Virginia
Registered Investment Advisory firm - (8/14/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Rockville, MD
Mailing Address
Phone number
(202) 770-2007
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 341 |
| AUM (Assets Under Management) | $ 201,923,176 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
