Vincent D. Barone

AARON WEALTH ADVISORS

Chicago, IL 60654

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CRD#: 6496541

Professional summary

Vincent Dominic Barone is a registered financial advisor currently at AARON WEALTH ADVISORS located in Chicago, Illinois.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Vincent has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Dominic Barone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2019 - Present

AARON WEALTH ADVISORS

Office #1: 515 N. State St. Suite 1770, Chicago, IL 60654

RIA

CRD#: 298079

Chicago, IL

Past

August 28, 2017 - January 16, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DEERFIELD, IL

Past

December 14, 2016 - January 16, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DEERFIELD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AARON WEALTH ADVISORS

AARON WEALTH ADVISORS | PLYMOUTH ROCK ASSET MANAGEMENT LLC | PLYMOUTH ROCK | AARON WEALTH ADVISORS LLC

CRD#: 298079 / SEC#: 801-113938

RIA

Registered Investment Advisory firm - (9/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2016

General Securities Representative Examination

Current Firm

AARON WEALTH ADVISORS

AARON WEALTH ADVISORS | PLYMOUTH ROCK ASSET MANAGEMENT LLC | PLYMOUTH ROCK | AARON WEALTH ADVISORS LLC

CRD#: 298079 / SEC#: 801-113938

RIA

Registered Investment Advisory firm - (9/20/2018 Approved)

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Contact information

Main Address

515 N. State St. Suite 1770, Chicago, IL 60654

Mailing Address

Phone number

(312) 506-5780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AARON WEALTH ADVISORS LLC ADV PART 2A (4/8/2025)

Regulatory assets under management

Total Number of Accounts	1,341
AUM (Assets Under Management)	$ 2,607,024,926

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent D. Barone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Dominic Barone's CRS (Customer Relationship Summary).

Certified licenses

Experience

AARON WEALTH ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

AARON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2016

Current Firm

AARON WEALTH ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AARON WEALTH ADVISORS

TRUST BUT VERIFY

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