HG
Harold T. Gay
QM ADVISORS LLC
Peachtree City, GA
Some features on this profile are disabled
CRD#: 6496411
HG
Professional summary
Harold Tyler Gay, who also goes by Ty Gay, is a registered financial advisor currently at QM ADVISORS LLC located in Peachtree City, Georgia.
Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Harold has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ty Gay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Harold Tyler Gay is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. QM Advisors LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of QM Advisors LLC in their capacity as a licensed insurance agent.
2. Harold Tyler Gay is on the Board of Trustees serving on the Annual Support Committee of the Whitfield Healthcare Foundation. The Annual Support Committee explores, recommends and assists in the implementation of programs of the Whitfield Healthcare Foundation intended to produce annual financial support for Hamilton Health Care System. 1-2 hours per month, not investment related.
3. Harold Tyler Gay is also involved with DOC-UP (Dalton Organization of Churches- United for People). 1-2 hours per month, not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Harold Tyler Gay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2020 - Present
QM ADVISORS LLC
RIA
CRD#: 297438
Peachtree City, GA
Past
September 14, 2018 - January 29, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DALTON, GA
Past
September 14, 2018 - January 29, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DALTON, GA
Past
September 10, 2015 - September 16, 2018
EDWARD JONES
RIA
CRD#: 250
DALTON, GA
Past
August 17, 2015 - September 16, 2018
EDWARD JONES
BD
CRD#: 250
DALTON, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
QM ADVISORS LLC
G&S CAPITAL LLC | QM ADVISORS LLC
CRD#: 297438 / SEC#: 801-132594
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Georgia
Registered Investment Advisory firm - (4/28/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(1/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
QA
QM ADVISORS LLC
G&S CAPITAL LLC | QM ADVISORS LLC
CRD#: 297438 / SEC#: 801-132594
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Georgia
Registered Investment Advisory firm - (4/28/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Peachtree City, GA
Mailing Address
Phone number
(404) 965-3578
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 159 |
| AUM (Assets Under Management) | $ 118,124,962 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
