Nicholas M. Fletcher
Professional summary
Nicholas Michael Fletcher, who also goes by Nick Michael Fletcher, Nick Fletcher, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Kirkland, Washington.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2015. Nicholas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Michael Fletcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2024 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 10230 Ne Points Drive Suite 550, Kirkland, WA 98033August 24, 2023 - May 31, 2024
J.P. MORGAN SECURITIES LLC
August 1, 2023 - May 31, 2024
J.P. MORGAN SECURITIES LLC
April 25, 2017 - November 24, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 25, 2017 - August 24, 2023
MUTUAL OF AMERICA SECURITIES LLC
January 14, 2016 - April 10, 2017
EQUITABLE ADVISORS, LLC
September 1, 2015 - April 10, 2017
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2024)
(6/12/2024)
(6/12/2024)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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