TQ
Thomas M. Quinn
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
London,
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CRD#: 6495589
TQ
Professional summary
Thomas Michael Quinn is a registered financial advisor currently at BLACKTOWER FINANCIAL MANAGEMENT (US) LLC .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Arche Group Inc; 36 Cobham Road Kingston Surrey KT13AF UK; CEO, Owner; 2021-11-11; investment related: No; Description of the business: Primary function to hold the managing members ownership of PFW Group LLC and recieve guranteed payments from Plan First Wealth LLC and/or PFW Group LLC; Responsibilities Duties: General oversight of the entity including but not limited to; accounting, tax, and distribution responsibilities; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; HOLBORN ASSETS LTD; INTRODUCER; INVESTMENT RELATED: YES; SUITE 5, CHESTER HOUSE, 79 DANE ROAD, SALE, CHESHIRE, NONE M33 7BP UK; HOLBORN IS A UK-BASED INVESTMENT ADVISORY FIRM THAT WORKS WITH UK BASED CLIENTS. TOM REFERS CLIENTS WHO HAVE MOVED BACK TO THE UK AND NEED A UK-BASED FINANCIAL ADVISORY. TOM RECEIVES A PORTION OF THEIR ONGOING FEES TO HOLBORN, APPROX �4000 PER YEAR.; SUITE 5, CHESTER HOUSE, 79 DANE ROAD, SALE, CHESHIRE, M33 7BP; START DATE: 2022-11-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 3;
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Quinn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2023 - Present
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
RIA
CRD#: 289142
London,
Past
February 11, 2019 - December 1, 2023
PLAN FIRST WEALTH LLC
RIA
CRD#: 289185
Kingston Upon Thames,
Past
May 22, 2015 - January 22, 2019
BRITE ADVISORS USA, INC.
RIA
CRD#: 155775
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
BAYCREST WEALTH US | VALAIS WEALTH MANAGEMENT | SJB US | HEADWAY WEALTH | DAVID JAMES WEALTH USA | CAMERON JAMES USA | BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
CRD#: 289142 / SEC#: 801-111088
RIA
Registered Investment Advisory firm - (9/5/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/7/2023)
Current Firm
BF
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
BAYCREST WEALTH US | VALAIS WEALTH MANAGEMENT | SJB US | HEADWAY WEALTH | DAVID JAMES WEALTH USA | CAMERON JAMES USA | BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
CRD#: 289142 / SEC#: 801-111088
RIA
Registered Investment Advisory firm - (9/5/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4700 Millenia Boulevard Sute 175, Orlando, FL 32839
Mailing Address
Phone number
+1 (407) 362-7753
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 495 |
| AUM (Assets Under Management) | $ 122,828,254 |
Red Flags
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