Zachary A. Bachner
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST
Sterling Heights, MI 48313
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CRD#: 6495396
Professional summary
Zachary Allen Bachner, CFP®, who also goes by Zach Bachner, is a registered financial advisor currently at SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST located in Sterling Heights, Michigan and GRADIENT SECURITIES, LLC located in Sterling Heights, Michigan.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Zachary has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Bachner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) SUMMIT FINANCIAL CONSULTING, LLC DBA SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST; INVESTMENT RELATED; 43409 SCHOENHERR ROAD, STERLING HEIGHTS, MI 48313; FINANCIAL PLANNING; PARAPLANNER; START 05/2017; 160 HOURS PER MONTH; 160 HOURS DURING SECURITIES TRADING HOURS; FINANCIAL PLANNING AND INSURANCE SALES. (2.) RIVENDELL CAPITAL MANAGEMENT, LLC; NOT INVESTMENT RELATED; 43409 SCHOENHERR ROAD, STERLING HEIGHTS, MI 48313; LIMITED LIABILITY COMPANY; OWNER; START 10/2018; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; LLC CREATED TO RUN COMMISSIONS THROUGH. (3.) SUMMIT HEALTH SERVICES; NOT INVESTMENT RELATED; 43409 SCHOENHERR ROAD, STERLING HEIGHTS, MI 48313; HEALTH INSURANCE; AGENT; START 10/2018; 3 HOURS PER MONTH; 3 HOURS DURING SECURITIES TRADING HOURS; SALES OF HEALTH INSURANCE. (4.) SUMMIT INSURANCE SERVICES; NOT INVESTMENT RELATED; 43409 SCHOENHERR ROAD, STERLING HEIGHTS, MI 48313; P&C INSURANCE; AGENT; START 11/2018; 3 HOURS PER MONTH; 3 HOURS DURING SECURITIES TRADING HOURS; GATHER QUOTES FROM VARIOUS PROVIDERS. (5.) OUTSIDE ACTIVITY FOR RIA - GRADIENT SECURITIES, LLC; INVESTMENT RELATED; 43409 SCHOENHERR ROAD, STERLING HEIGHTS, MI 48313; BROKER DEALER; REGISTERED REPRESENTATIVE; FEBRUARY 2019; REGISTERED REPRESENTATIVE. (6.) SUMMIT TAX SERVICES, LLC; INVESTMENT RELATED; 43409 SCHOENHERR ROAD, STERLING HEIGHTS, MI 48313; TAX SERVICES; MEMBER; START 01/2018; 5 HOURS PER MONTH; 5 HOURS DURING SECURITIES TRADING HOURS; TAX RETURN PREPARATION, BOOKKEEPING SERVICES. (7.) ZACHARY BACHNER, SOLE PROPRIETOR; INVESTMENT RELATED; STERLING HEIGHTS, MI; 07/2018; INSURANCE SALES; INSURANCE AGENT; 5/ HRS MO; 5/ HRS MO
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Allen Bachner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 8, 2019 - Present
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST
Office #1: 43409 Schoenherr Road, Sterling Heights, MI 48313RIA
CRD#: 126570
Sterling Heights, MI
Current
February 9, 2019 - Present
GRADIENT SECURITIES, LLC
Office #1: 43409 Schoenherr Road, Sterling Heights, MI 48313RIA
BD
CRD#: 127701
Sterling Heights, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST
SUMMIT FINANCIAL CONSULTING | SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST | SUMMIT FINANCIAL CONSULTING LLC
CRD#: 126570 / SEC#: 801-123641
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Michigan
Registered Investment Advisory firm - (4/19/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Michigan(2/8/2019)
RR
Michigan(2/28/2019)
IAR
Texas(11/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST
SUMMIT FINANCIAL CONSULTING | SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST | SUMMIT FINANCIAL CONSULTING LLC
CRD#: 126570 / SEC#: 801-123641
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Michigan
Registered Investment Advisory firm - (4/19/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
43409 Schoenherr Road, Sterling Heights, MI 48313
Mailing Address
Phone number
(586) 226-2100
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,539 |
| AUM (Assets Under Management) | $ 122,131,914 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
